Swiss Financial Market Supervisory Authority FINMA
List of recognised Self-Regulatory Bodies
PolyReg General Self-Regulatory Organisation
 
Regulations of PolyReg
Federal Acts and Regulations
Forms

Reporting changes

Members must notify the executive director of any change in the particulars contained in their original membership application without delay and of their own volition. The executive director will report the changes to the executive board.

The following changes shall be reported:

  1. Any change of address or legal domicile
  2. Any change of the firms name or of the form of incorporation
  3. Changes of shareholders or owners
  4. Any change of the executors or responsible persons
  5. Changes of the staff carrying out MLA-relevant tasks
  6. Opening of a criminal procedure or administrative procedure against the member or its executives.
  7. Changes in the scope of MLA-relevant business offered.
  8. Any writ of execution against the member
Please use the form to report any of the above changes.