Welcome to SRO PolyReg

SRO PolyReg is a self-regulatory organisation (SRO) recognised by the Confederation in accordance with Article 24 of the Anti-Money Laundering Act (AMLA) and supervises the financial intermediaries affiliated as members of the association in accordance with Article 2 paragraph 3 AMLA.

In accordance with its regulations and supervisory concept, the association fulfils the statutory supervisory and monitoring obligations towards its members and is subject to the supervision of the Swiss Financial Market Supervisory Authority FINMA.

News

15. August 2023

SRO PolyReg will be offering FinSA/ FinIA trainings for asset managers & trustees as well as client advisors beginning autumn 2023. There are still some spots available, which you can book here: FIDLEG training

26. June 2023

The revised 2023 Statutes were adopted by the General Meeting of the Association and approved by the Swiss Financial Market Supervisory Authority FINMA. The revised Statutes enter into force on July 1st, 2023 and can be downloaded here.

8. September 2022

SRO PolyReg has updated its FAQ's. Detailed information regarding the application procedure and the membership requirements can be found here.

1. July 2022

The revised 2022 Statutes were adopted by the General Meeting of the Association and approved by the Swiss Financial Market Supervisory Authority FINMA. The revised Statutes enter into force on July 1st, 2022 and can be downloaded here.

1. January 2022

After receiving FINMA authorisation as a registration body pursuant to Art. 31 FinSA, SRO PolyReg will take over the operations of the RegFix advisor register: https://www.reg-fix.ch

1. July 2021

The revised 2021 Statutes were adopted by the General Meeting of the Association and approved by the Swiss Financial Market Supervisory Authority FINMA. The revised Statutes enter into force on July 1st, 2021 and are available in German, French an …

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