The SRO PolyReg has updated its FAQs, taking particular account of the upcoming obligation for advisers to register. You can find more information here.
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Sucheingabe löschenSRO PolyReg is a self-regulatory organisation (SRO) recognised by the Confederation in accordance with Article 24 of the Anti-Money Laundering Act (AMLA) and supervises the financial intermediaries affiliated as members of the association in accordance with Article 2 paragraph 3 AMLA.
In accordance with its regulations and supervisory concept, the association fulfils the statutory supervisory and monitoring obligations towards its members and is subject to the supervision of the Swiss Financial Market Supervisory Authority FINMA.